{"id":3262,"date":"2023-09-24T19:06:49","date_gmt":"2023-09-24T19:06:49","guid":{"rendered":"https:\/\/whitemont.com\/?page_id=3262"},"modified":"2023-09-25T15:19:54","modified_gmt":"2023-09-25T15:19:54","slug":"protections-reglementaires","status":"publish","type":"page","link":"https:\/\/whitemont.com\/en\/protections-reglementaires\/","title":{"rendered":"Regulatory Protections"},"content":{"rendered":"<div data-elementor-type=\"wp-page\" data-elementor-id=\"3262\" class=\"elementor elementor-3262\" data-elementor-post-type=\"page\">\n\t\t\t\t<div data-particle_enable=\"false\" data-particle-mobile-disabled=\"false\" class=\"elementor-element elementor-element-174786fd e-flex e-con-boxed e-con e-parent\" data-id=\"174786fd\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div data-particle_enable=\"false\" data-particle-mobile-disabled=\"false\" class=\"elementor-element elementor-element-1176d360 animated-slow e-flex e-con-boxed elementor-invisible e-con e-parent\" data-id=\"1176d360\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;animation&quot;:&quot;fadeIn&quot;}\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t\t\t<div class=\"elementor-element elementor-element-162decd6 elementor-widget elementor-widget-heading\" data-id=\"162decd6\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\">Regulatory Protections<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div data-particle_enable=\"false\" data-particle-mobile-disabled=\"false\" class=\"elementor-element elementor-element-3fe2906 e-flex e-con-boxed e-con e-parent\" data-id=\"3fe2906\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t<div data-particle_enable=\"false\" data-particle-mobile-disabled=\"false\" class=\"elementor-element elementor-element-0df7458 e-con-full e-flex elementor-invisible e-con e-child\" data-id=\"0df7458\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;animation&quot;:&quot;slideInLeft&quot;}\">\n\t\t\t\t<div class=\"elementor-element elementor-element-0c3c6db elementor-widget elementor-widget-heading\" data-id=\"0c3c6db\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\">L\u2019AUTORIT\u00c9 DES MARCH\u00c9S FINANCIERS<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-163bc02 elementor-widget elementor-widget-text-editor\" data-id=\"163bc02\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p class=\"p1\">L\u2019AUTORIT\u00c9 DES MARCH\u00c9S FINANCIERS (AMF) is the organization mandated by the Quebec government to oversee Quebec's financial markets and provide assistance to consumers of financial products and services.<\/p><p>\u00a0<\/p><p>The AMF oversees areas including insurance, securities, deposit institutions (except banks), and the distribution of financial products and services. It can also call upon self-regulatory organizations to which certain oversight powers are delegated.<\/p><p>\u00a0<\/p><p>The financial autonomy of the Authority is ensured by the contributions and fees paid by individuals and businesses subject to the laws it is responsible for applying.<\/p><p>\u00a0<\/p><p>WHITEMONT Financial Services and its partner advisors are subject to the regulation and inspections of the AMF.<\/p><p>\u00a0<\/p><p class=\"p1\"><span class=\"s1\">Visit the link\u00a0:<\/span><\/p><p><a href=\"https:\/\/lautorite.qc.ca\/en\/general-public\" target=\"_blank\" rel=\"noopener\">Autorit\u00e9 des march\u00e9s financiers (lautorite.qc.ca)<\/a><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div data-particle_enable=\"false\" data-particle-mobile-disabled=\"false\" class=\"elementor-element elementor-element-e93fca9 e-con-full e-flex elementor-invisible e-con e-child\" data-id=\"e93fca9\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;animation&quot;:&quot;slideInLeft&quot;}\">\n\t\t\t\t<div class=\"elementor-element elementor-element-87cd625 elementor-widget elementor-widget-heading\" data-id=\"87cd625\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\">LA CHAMBRE DE LA S\u00c9CURIT\u00c9 FINANCI\u00c8RE\u2028<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-5bb1666 elementor-widget elementor-widget-text-editor\" data-id=\"5bb1666\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p>LA CHAMBRE DE LA S\u00c9CURIT\u00c9 FINANCI\u00c8RE (CSF) is a self-regulatory organization whose mission is to protect the public by maintaining discipline and overseeing the training and ethics of its members who work in five disciplines and registration categories, namely mutual fund brokerage, financial planning, individual insurance, group insurance, and scholarship plan brokerage.<\/p><p>\u00a0<\/p><p>Visit the link\u00a0:<\/p><p class=\"p1\"><span class=\"s1\"><a href=\"https:\/\/chambresf.com\/en\" target=\"_blank\" rel=\"noopener\">Chambre de la s\u00e9curit\u00e9 financi\u00e8re | CSF (chambresf.com)<\/a><\/span><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div data-particle_enable=\"false\" data-particle-mobile-disabled=\"false\" class=\"elementor-element elementor-element-a1d3a62 e-con-full e-flex elementor-invisible e-con e-child\" data-id=\"a1d3a62\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;animation&quot;:&quot;slideInLeft&quot;}\">\n\t\t\t\t<div class=\"elementor-element elementor-element-2907aac elementor-widget elementor-widget-heading\" data-id=\"2907aac\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\">THE CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-1e123f2 elementor-widget elementor-widget-text-editor\" data-id=\"1e123f2\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<p class=\"p1\">CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada\u2019s debt and equity marketplaces.<\/p><p>\u00a0<\/p><p class=\"p1\">CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians\u2019 trust in financial regulation and the people managing their investments.<\/p><p>\u00a0<\/p><p class=\"p1\">Our PEAK Investment Services and PEAK Securities branches and registered advisor partners are subject to OCR regulation and inspections.<\/p><p>\u00a0<\/p><p class=\"p1\"><span class=\"s1\">Visit the link:<\/span><\/p><p><a href=\"https:\/\/www.ciro.ca\/\" target=\"_blank\" rel=\"noopener\">Canadian Investment Regulatory Organization (ciro)<\/a><\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>","protected":false},"excerpt":{"rendered":"<p>Protections R\u00e9glementaires L\u2019AUTORIT\u00c9 DES MARCH\u00c9S FINANCIERS L\u2019Autorit\u00e9 des march\u00e9 financiers (AMF) est l\u2019organisme mandat\u00e9 par le gouvernement qu\u00e9b\u00e9cois pour encadrer les march\u00e9s financiers qu\u00e9b\u00e9cois et pr\u00eater assistance aux consommateurs de produits et services financiers. \u00a0 L\u2019AMF encadre notamment les domaines de l\u2019assurance, des valeurs mobili\u00e8res, des institutions de d\u00e9p\u00f4ts (sauf les banques) et de la<br \/><a class=\"moretag\" href=\"https:\/\/whitemont.com\/en\/protections-reglementaires\/\">+ Read More<\/a><\/p>","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"elementor_header_footer","meta":{"footnotes":""},"class_list":["post-3262","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/whitemont.com\/en\/wp-json\/wp\/v2\/pages\/3262","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/whitemont.com\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/whitemont.com\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/whitemont.com\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/whitemont.com\/en\/wp-json\/wp\/v2\/comments?post=3262"}],"version-history":[{"count":64,"href":"https:\/\/whitemont.com\/en\/wp-json\/wp\/v2\/pages\/3262\/revisions"}],"predecessor-version":[{"id":3754,"href":"https:\/\/whitemont.com\/en\/wp-json\/wp\/v2\/pages\/3262\/revisions\/3754"}],"wp:attachment":[{"href":"https:\/\/whitemont.com\/en\/wp-json\/wp\/v2\/media?parent=3262"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}