L’AUTORITÉ DES MARCHÉS FINANCIERS (AMF) is the organization mandated by the Quebec government to oversee Quebec's financial markets and provide assistance to consumers of financial products and services.
The AMF oversees areas including insurance, securities, deposit institutions (except banks), and the distribution of financial products and services. It can also call upon self-regulatory organizations to which certain oversight powers are delegated.
The financial autonomy of the Authority is ensured by the contributions and fees paid by individuals and businesses subject to the laws it is responsible for applying.
WHITEMONT Financial Services and its partner advisors are subject to the regulation and inspections of the AMF.
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LA CHAMBRE DE LA SÉCURITÉ FINANCIÈRE (CSF) is a self-regulatory organization whose mission is to protect the public by maintaining discipline and overseeing the training and ethics of its members who work in five disciplines and registration categories, namely mutual fund brokerage, financial planning, individual insurance, group insurance, and scholarship plan brokerage.
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CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.
CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
Our PEAK Investment Services and PEAK Securities branches and registered advisor partners are subject to OCR regulation and inspections.
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